COMPLIANCE PROGRAM MANAGER Job at Catena Labs, New York, NY

  • Catena Labs
  • New York, NY

Job Description

ABOUT THE ROLE

The Compliance Program Manager helps build the compliance backbone of Catena Trust Bank. Reporting to the Chief Compliance Officer and partnering closely with the Chief Trust Officer, the Program Manager operates core elements of the Compliance Management System and leads its fiduciary, third-party risk, non-BSA compliance, and affiliate-transaction programs — in one of the most novel regulated environments in financial services.

WHAT YOU’LL DO
  • Help stand up and run the Trust Bank’s Compliance Management System under the Chief Compliance Officer.
  • Lead fiduciary compliance across the Trust Bank’s custody, investment management, and trust activities.
  • Operate the third-party risk management program across the vendor lifecycle, including oversight of affiliate-provided services.
  • Administer affiliate transactions across intercompany activity — governed by CTB’s Affiliate Transactions and Third-Party Risk Management policies, supported by written market-terms analysis, and subject to Sections 23A and 23B of the Federal Reserve Act and Regulation W.
  • Oversee any other non-financial crimes related Compliance obligations of the Trust Bank, including Privacy, UDAP, and others.
  • Track regulatory developments and help deliver the compliance training program.
  • Prepare committee and Board materials and support examinations and audits.
WHAT YOU’LL BRING
  • 5+ years in compliance at a bank or trust company, ideally with some fiduciary and trust compliance experience under 12 C.F.R. Part 9 and/or general non-financial crimes compliance.
  • Strong command of a bank Compliance Management System and second-line oversight — risk assessment, monitoring and testing, issue management, and reporting.
  • Understanding of conflicts-of-interest and self-dealing controls in a fiduciary context.
  • Exceptional writing, with comfort drafting policies, procedures, and Board materials.
  • Sound judgment and initiative in an ambiguous, build-from-scratch environment.
NICE TO HAVE
  • Hands-on TPRM program experience aligned to OCC Bulletin 2023-17, including vendor and affiliate oversight.
  • Working knowledge of Regulation W (Sections 23A/23B) and affiliate-transaction controls.
  • Exposure to digital assets, stablecoins, or fintech custody and payments.
  • Experience related to implementing systems that leverage AI and ML to increase quality and productivity within the function.
  • Experience through a de novo charter or with OCC supervision; CRCM or comparable certification.

JOIN US

If you're passionate about pushing the boundaries of what AI agents can do in financial services and want to be part of building the trusted financial infrastructure for the agentic economy, we want to hear from you. You'll have the opportunity to work on challenging problems that have never been solved before, with a team that's defining an entirely new category of financial services.

This is more than a job; it's a chance to be part of the startup team that makes the AI economy possible. Your work will directly enable millions of AI agents to participate safely in commerce, unlocking trillions in economic value and increasing prosperity around the world.

Job Tags

Remote job, Full time

Similar Jobs

Carle Health

Surgical Assistant - OR Job at Carle Health

Overview Sign-on Bonus & Relocation Bonus Available! The Surgical Assistant functions as an integral part of the perioperative team as the assistant to the surgeon. Functions when required as the first or second surgical technician or second circulator under the... 

Building Engines

Business Development Representative Job at Building Engines

 ...of the fastest growing SaaS companies serving the commercial real estate market. Based in the heart of Boston, our entrepreneurial and...  ...bright and motivated individuals to join our team as Business Development Representatives. As a Business Development Representative,... 

J. Ambrogi Foods

Order Puller (Overnight Shift) Job at J. Ambrogi Foods

 ...produce for kitchens and restaurants throughout the Tri-State area.Pay-per-piece rate allows you to maximize your income. (.2450 cents...  ...- $17.50/hr while training until the package rate exceeds the hourly rate)100% Company-paid Medical and Dental benefitsPaid Holidays,... 

Rockwell Development Center

Behavior Intervention Specialist Job at Rockwell Development Center

 ...Behavioral Intervention Specialist Provides direct behavioral and therapeutic support to individuals in a structured day treatment setting. The specialist implements individualized treatment and behavior plans under the supervision of clinical staff to promote emotional... 

Compass Healthcare

CORPORATE EXECUTIVE CHEF Job at Compass Healthcare

 ...Morrison HealthcarePosition Title: CORPORATE EXECUTIVE CHEFPay Grade: 16Reports To: DIVISION CECSalary: 115 - 120KOther Forms of Compensation: BONUS POTENTIALMorrison Healthcare, a Compass Healthcare company, is a leader in healthcare food and nutrition services...